Bill Warren Compliance LLP has been established to provide personal compliance advice to firms providing a full compliance health check and providing recommendations to ensure compliance standards are met by applying a practical common sense approach.
Bill Warren Compliance LLP offer a range of compliance services all focused on the individual business model of the firm. Services range from reviews of management and controls, file checking, Treating Customers Fairly (TCF) requirements and Management Information to advise on the best approach to Principles-based regulation.
Warren personally has over 39 years’ experience in the financial services industry and has held a number of senior compliance roles including: Director for the Regulatory Alliance of Mortgage Packagers (RAMP); Compliance Director for Complete Mortgage & Loan Services Ltd; Senior Consultant for Mortgage Compliance at eg Consultancy; and National Compliance Manager for the Mortgage Code Compliance Board (MCCB).
