He will look after the network's regulatory support proposition
The Right DA Club has recently appointed Steven Howard (pictured) as its new head of regulatory support.
Howard has over 35 years of experience working in the financial services industry in both adviser and compliance-focused roles. He joins from Simplybiz, where he spent over 16 years, most recently as its head of mortgage lending and compliance services. He has also been a self-employed independent financial adviser and a principal of a mortgage brokerage.
At The Right DA Club, Howard will look after the network’s regulatory support proposition, which delivers compliance solutions to directly authorised firms covering file checking, compliance support days, complaints handling, financial promotion approvals, and onboarding support, among others.
Last month, the club appointed Gary Harrison as national account manager, tasked with helping bring in new member firms, supporting existing members, with a specific focus on the protection and compliance propositions.
“We are very pleased to be announcing Steven’s appointment in what is a vital role for our business,” said Chelsea Kiefert, head of DA at The Right DA Club. “Our compliance solutions are a central part of The Right DA Club proposition, and Steven’s experience in this area is second to none.
“In a world where regulation continues to shift, and the responsibilities for advisory practices become ever greater, we know that DA firms want the backing, resource, and support of quality clubs and experienced individuals in order to navigate through these waters.
“Steven is a fantastic addition to the team, and I know he will be a huge benefit to all those firms who use us for their regulatory and compliance needs.”
Speaking on his appointment, Howard stated he was thrilled to be given the opportunity to join The Right DA Club.
“I particularly look forward to utilising and sharing my knowledge, skills, and experiences from over 35 years in financial services alongside the excellent Right DA Club team to deliver, develop, and enhance the existing compliance and regulatory service offering for new and existing members,” he said.
“This is an extremely exciting time to be joining The Right DA Club, and I hope to play a significant part in their future business growth plans.”
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